-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O+pA+24E2yByJY8DIw6ucLorF9tWCPKEqWJNW5mp3JW101Km40Vc9tConuDU9KON xPng/yHn2v1ot7bMrEE2Vg== 0000919574-99-000556.txt : 19990312 0000919574-99-000556.hdr.sgml : 19990312 ACCESSION NUMBER: 0000919574-99-000556 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990311 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICA SERVICE GROUP INC /DE CENTRAL INDEX KEY: 0000877476 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 510332317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42037 FILM NUMBER: 99563373 BUSINESS ADDRESS: STREET 1: 105 WESTPARK DR STREET 2: STE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6153733100 MAIL ADDRESS: STREET 1: 105 WESTPARK DR STREET 2: STE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRADY MARK E CENTRAL INDEX KEY: 0001024613 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 271741159 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O SUTTMAN ASSET MANAGEMENT CO STREET 2: 7777 WASHINGTON VILLAGE DR CITY: DAYTON STATE: OH ZIP: 45459 BUSINESS PHONE: 5132911223 MAIL ADDRESS: STREET 1: C/O SOUTHERN ASSET MANAGEMENT CO STREET 2: 7777 WASHINGTON VILLAGE DR CITY: DAYTON STATE: OH ZIP: 45459 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No.: * Name of Issuer: America Service Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 02364L109 (Date of Event Which Requires Filing of this Statement) February 22, 1999 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 02364L109 1. Name of Reporting Person I.R.S. Identification No. of Above Person Mark E. Brady 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 190,170 7. Sole Dispositive Power: 8. Shared Dispositive Power: 190,170 9. Aggregate Amount Beneficially Owned by Each Reporting Person 190,170 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -2- 11. Percent of Class Represented by Amount in Row (9) 5.3% 12. Type of Reporting Person IN -3- CUSIP Number: 02364L109 1. Name of Reporting Person I.R.S. Identification No. of Above Person Robert J. Suttman, II 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 190,170 7. Sole Dispositive Power: 8. Shared Dispositive Power: 190,170 9. Aggregate Amount Beneficially Owned by Each Reporting Person 190,170 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -4- 11. Percent of Class Represented by Amount in Row (9) 5.3% 12. Type of Reporting Person IN -5- CUSIP Number: 02364L109 1. Name of Reporting Person I.R.S. Identification No. of Above Person Ronald L. Eubel 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 190,170 7. Sole Dispositive Power: 8. Shared Dispositive Power: 190,170 9. Aggregate Amount Beneficially Owned by Each Reporting Person 190,170 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares -6- 11. Percent of Class Represented by Amount in Row (9) 5.3% 12. Type of Reporting Person IN -7- Item 1(a) Name of Issuer: America Service Group Inc. (b) Address of Issuer's Principal Executive Offices: 105 Westpark Drive Suite 300 Brentwood, Tennessee 37027 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: Mark E. Brady Robert J. Suttman, II Ronald Eubel 7777 Washington Village Drive Ste. 210 Dayton, Ohio 45459 Mark E. Brady, Robert J. Suttman and Ronald L. Eubel - United States citizens (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 02364L109 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, -8- (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ Item 4. Ownership. (a) Amount Beneficially Owned: Mark E. Brady, Ronald L. Eubel and Robert J. Suttman, II - 190,170 shares (b) Percent of Class: Mark E. Brady, Ronald L. Eubel and Robert J. Suttman, II - 5.3% (c) Mark E. Brady, Ronald L. Eubel and Robert J. Suttman, II - 190,170 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 190,170 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A -9- Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A Item 10. Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Ronald L. Eubel _________________________ Ronald L. Eubel /s/ Mark E. Brady __________________________ Mark E. Brady /s/ Robert J. Suttman, II __________________________ Robert J. Suttman, II March 11, 1999 _____________ Date -10- AGREEMENT The undersigned agree that this Schedule 13G dated March 11, 1999 relating to the Common Stock of America Service Group Inc. shall be filed on behalf of the undersigned. /s/ Ronald L. Eubel _____________________ Ronald L. Eubel /s/ Mark E. Brady _____________________ Mark E. Brady /s/ Robert J. Suttman, II _________________________ Robert J. Suttman, II -11- 00843001.AD4 -----END PRIVACY-ENHANCED MESSAGE-----